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Matthew Edwards changed his firm for the first time in his 25-year career when he launched an independent advisory firm under a new brokerage, RIA and custodian.
April 2
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The legal action also alleges Mark Lamkin's former associates conspired behind his back to prevent him from leaving with his clients.
March 14
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The 401(k) and individual wealth firm opted for one of a wave of private equity-backed startups that give financial advisors even more M&A suitors to consider.
March 6
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An industry report finds the largest independent brokerage, with its supported independence offering, had the biggest net headcount gain last year.
February 27
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The firm's big tech investments and history working with banks attracted Wintrust, the CEO of its wealth division told FP.
February 23
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The No. 1 independent broker-dealer is paying a pretty penny and delighting Wall Street analysts. Here's a deep look at the larger significance to the industry.
February 21
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The largest independent brokerage will move 2,400 financial advisors from seven brokerages onto its platform during a lengthy conversion stretching into 2025.
February 13 -
The firm's recruiting chief shared the latest updates with FP amid record financial advisor headcounts and an effort to expand beyond its traditional label as an IBD.
February 7
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Net income topped $1 billion in 2023 as the firm reached another record headcount and CEO Dan Arnold said there are "interesting questions" to answer about AI.
February 2 -
As the Fed promises to cut rates, investors are eagerly awaiting a drop in bond yields — and a big jump in prices.
January 10
