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AXA Distributors, LLC has appointed Joanne Pietrini-Smith as chief operating officer of AXA Partners, its life insurance business.
May 16 -
U.S. Trust, Bank of America Private Wealth Management has announced four appointments in Boston, in the latest of nearly 20 additions to the New England area in the last nine months.
May 16 -
A lawsuit by the Securities and Exchange Commission alleges that more than 30 firms spent in excess of $3 million over the course of three years to lure the business of Boston mutual fund giant Fidelity Investments.
May 15 -
The Securities and Exchange Commission has formally proposed that all U.S. companies use interactive data tagging when they provide financial information.
May 15 -
Including lift-outs and partial deals, investment firms have shelled out more than $50 billion so far this year to acquire mutual fund companies and other asset management firms, in a record 241 deals this year, according to Jefferies Putnam Lovell, a division of Jefferies.
May 15 -
Financial Research Corp., a primary go-to source when it comes to mutual fund sales figures by firm, will no longer publish the data, according to today's Wall Street Journal.
May 15 -
Four years ago, the board of directors of the Gabelli Funds conducted a thorough investigation into charges by the Securities and Exchange Commission that market timing had occurred in its funds, according to a press release the invesment manager issued on behalf of one of its former principals who is now under investigation.
May 15 -
The CGM Mutual Fund may be nearly 80 years old, but its acting like a fund half its age, writes the Motley Fool.
May 14 -
NEW YORK - Wachovia CEO Ken Thompson says the bank plans to cut one third of its fixed-income staff and make a 10% reduction in corporate and investment bank support staff.
May 14 -
Dow Jones Financial Information Services has announced the launch of Private Equity Source, a database for tracking buyout and growth transactions in the U.S. and Europe.
May 13