- Money Management Executive
FOLIOfn of Vienna, Va., announced today that it named Donald Cody vice president of institutional sales, a newly created position.
July 9 - Money Management Executive
Nationwide Financial filed a preliminary proxy statement late last week seeking to abandon the master-feeder structure of four of its funds due to the funds' lagging growth.
July 9 - Money Management Executive
E* E*Trade Securities was censured and fined $90,000 for violating advertising and supervisory system rules in the advertising of a mutual fund, NASD Regulation, the regulatory arm of the National Association of Securities Dealers, announced today.
July 9 - Money Management Executive
Financial Engines of Palo Alto, Calif. today signed a multi-million dollar agreement with the State of Florida to provide investment education and guidance to the 650,000 participants in that state's pension plan, the company announced today.
July 9 - Money Management Executive
Taxable bond funds experienced net outflows for the first time in 11 weeks during the week ending July 3, according to AMG Data Services of Arcata, Calif. Most of the $163 million in outflows came from high quality corporate bond funds.
July 6 - Money Management Executive
The Investment Company Institute offered NASD Regulation several recommendations on how it could streamline and update its rules in a comment letter written July 2.
July 6 - Money Management Executive
American Century Investments has agreed with NBC to extend its sponsorship of a nationally televised celebrity golf tournament through 2005, the company announced today.
July 5 - Money Management Executive
It appears that Turner Investment Partners of Berwyn, Pa. may have bet too heavily on the wireless communications and e-business to business sectors.
July 5 - Money Management Executive
Credit Suisse Warburg Pincus Funds, a wholly-owned subsidiary of Credit Suisse Asset Management, the U.S. asset management arm of the Credit Suisse Group of Zurich, filed a new small-cap fund Tuesday with the Securities and Exchange Commission.
July 5 - Money Management Executive
INVESCO of Denver is considering filing a lawsuit against the Denver Post because of a column that ran last Sunday about the naming of Denver's new football stadium, INVESCO Field at Mile High, according to a spokesperson for the company.
July 3