-
David Rainey likes to take the long view. He's held more or less the same job since 1998, even though the firms and managements around him have changed.
October 6
-
Securities and Exchange Commission Chair Mary Jo White met with leaders of the equities and options exchanges, FINRA, DTCC and the Options Clearing Corporation following the August 22 interruption in the trading of NASDAQ-listed securities.
October 6 -
For the last several years the investment management industry has seen a seismic shift towards outsourcing middle and back-office activities.
October 6 -
Interest rate and credit risk continue to invade investor portfolios looking for an appropriate hedge against equity investments.
October 6
-
During the crisis of 2008, service providers faced an environment in which they saw their clients' assets decline sharply.
October 6
-
Executives at mutual fund companies, asset management companies and support providers rated client reporting--which included any reporting that is created for the purpose of distribution to clients--as their top challenge followed closely by risk management in Money Management Executive's third annual Operations Survey.
October 6
-
Bloomberg -- Treasuries fell for the first time in three days as U.S. lawmakers made progress on passing a budget and ending a partial government shutdown, curtailing demand for the relative safety of debt.
October 4 -
It's a rare day when a hedge fund manager admits he's never heard of an asset type. But that's just what Ray Schuville, a managing director and private client advisor at U.S. Trust, heard from a client earlier this year.
October 4 -
While IT budgets at buy-side firms have not fully recovered from the cutbacks of the Great Recession, front-office demands keep growing in quantity, complexity and required speed of response.
October 4 -
Interest rate and credit risk continue to invade investor portfolios looking for an appropriate hedge against equity investments.
October 3
