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After five years as head of Wells Fargo Advisors, Danny Ludeman announced on Friday that he will be retiring at the end of the year. He will be replaced by Mary Mack, who is currently the head of Wells Fargo Advisors Financial Services Group.
September 27 -
Bloomberg -- SEC Chairman Mary Jo White said her agency will shift its focus to bring more cases against individuals who violate securities laws rather than the companies where they work.
September 27 -
The Wells Fargo/Gallup Investor and Retirement Optimism Index fell 10 points in the third quarter to +33, down from +43 recorded in May.
September 26 -
Bloomberg -- JPMorgan Chase & Co.s negotiations with federal and state authorities to resolve a series of investigations tied to mortgage bonds are focusing on a potential $11 billion figure, including $4 billion for consumer relief, a person familiar with the talks said.
September 26 -
BNY Mellon has been named to one of the most highly regarded global sustainability indices, the Dow Jones Sustainability Indices (DJSI).
September 26 -
Bloomberg -- Fixed-income securities are poised to deliver losses for the next couple of years, according to BlackRock Inc., the worlds biggest money manager.
September 26 -
Interest rate and credit risk continue to invade investor portfolios looking for an appropriate hedge against equity investments.
September 26 -
A new report gives added ammunition to the champions of passive investing.
September 25 -
Securities and Exchange Commission Chair Mary Jo White met with leaders of the equities and options exchanges, FINRA, DTCC and the Options Clearing Corporation following the August 22 interruption in the trading of NASDAQ-listed securities.
September 25 -
Bloomberg -- Wealth among Asia-Pacific millionaires may top North Americas as soon as next year as Japanese economic growth boosts investor returns in the country, a report by Cap Gemini SA and Royal Bank of Canada showed.
September 25