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The Investment Company Institute, noting its disagreements with outgoing Securities and Exchange Commission chairman Mary L. Schapiro, lauded the record of accomplishment of the woman nominated to succeed her.
November 26 -
Legg Mason has joined as one of a handful of firms to win approval from the Securities and Exchange Commission to launch active exchange-traded funds.
November 26 -
President Obama has nominated commissioner Elisse B. Walter, a critic of the mutual fund industry, to succeed Mary L. Schapiro as chairman.
November 26 -
Say howdy to Salient Partners L.P.'s new master limited partnerships and energy infrastructure fund.
November 26 -
Securities and Exchange Commission Chairman Mary L. Schapiro said she will leave her office before the end of the year.
November 26 -
Investors will continue to pour money into funds, especially into target date funds and ETFs, according to a report on mutual funds from Tiburon Strategic Advisors.
November 26 -
Regulatory reform is about to exact its price.
November 26 -
There's growing concern in the mutual fund space about new regulatory requirements designed to increase transparency about business practices and generally expected to raise the stakes for fund firms and managers.
November 21 -
Nationwide Funds Group has merged the UBS High Yield Fund and UBS Global Equity Fund into the Nationwide High Yield Bond Fund and the Nationwide Global Equity Fund, giving Nationwide some $183 million in new assets
November 21 -
A year ago, Morningstar introduced its forward-looking analyst ratings system for the mutual funds it covers in the United States.
November 21