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Feeling older and fully realizing they have to get serious about preparing for retirement, investors aged 50 and above are an ideal target for fund companies and their sales intermediaries.
October 25 - Money Management Executive
Nottingham Investment Administration is one of the few fund administration companies that offers highly responsive, customized accounting and reporting solutions for smaller pools of assets. As such, since 1989, Nottingham has been in the unique position to spot trends and have direct knowledge of the top concerns of the 200 mutual fund, hedge fund and separately managed account portfolios it services.
October 25 -
- Money Management Executive
While most broker-dealers and their advisers remain stuck on social media’s sidelines in lieu of any actionable guidance from either the Securities and Exchange Commission or FINRA, Edward Jones is quietly building a legion of “fans” on Facebook, with moderate success, according to a new report by Corporate Insight, a consulting firm in New York.
October 22 -
Institutional investment managers may soon have to report to the Securities and Exchange Commission on what say they have on executive pay at the firms they invest in.
October 22 -
FINRA selected J. Bradley Bennett as its new enforcement chief. Bennett, a partner at the law firm Baker Botts in Washington, will start the job on Jan. 1, taking over from James Shorris, who has been acting chief of enforcement since Susan Merrill left the organization in March.
October 22 -
Business owners are not planning to hire and most advisers are not expecting the economy to recover next year.
October 22 -
NEW YORK—Growth in emerging markets has the potential to outpace the U.S. Baby Boomer explosion by 25 times, and as consumption and infrastructure in these nations builds, specialized emerging market exchange-traded funds will become increasingly viable, said Robert Lutts, president and chief investment officer of Cabot Money Management.
October 22 -
Expert investors and analysts have been saying it for years: economies in the emerging markets have become so sophisticated that the so-called frontier markets are becoming the place to find richer yields.
October 21 -
CI Financial has entered into an agreement to acquire The Hartford’s Canadian mutual fund business, Hartford Investments Canada Corp., which has C$1.75 billion in assets under management. Terms of the deal were not disclosed.
October 21