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Since last year's rout, exchanges, issuers of exchange-traded products and other market players have met to discuss improvements.

Rick Ulmer, the former regional executive for insurance services in the Mid-America region, will now oversee insurance operations in 10 states.

The stock picker, known for beating the S&P 500 Index for 15 straight years when he ran the Legg Mason Value Trust, will buy Legg Mason's stake in LMM, an investment adviser that he and the company jointly own.

While discount pricing can create confusion, these funds can also create opportunities for clients to unlock long-term cash flows.

Taxes are the top expense that seniors don't plan for enough, but dental costs and hearing aids are also on the list.

First time since heady days of 1999 that all three major stock benchmarks hit high marks on the same day.

Former Philadelphia Eagles player Merrill Robertson Jr. funded "luxurious" lifestyle with life savings of football coaches, complaint says.

Client claimed that adviser's recommended strategy earned fees and commissions for the bank but wrecked his inheritance from his great grandfather.

Paul Morris is one of a growing number of recruits that the wirehouse has rehired after they had previously left the firm.

It may not be sexy, but thoroughly reviewing a client’s estimated income and expenses is key, says contributor Paul Norr.