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Critics of mandatory arbitration say it can go against investment advisors' fiduciary duty to always do what's best for clients.

Energy investments can be volatile individually, but in many cases the aggregate can be a solid investment.

President-elect Donald Trump will loom large over financial services next year. But new CEOs at Vanguard and LPL Financial, new heads of professional organizations and other key players will also drive change.

Health care advisory experts can secure substantial financial benefits for HNW clients while providing a value-added service for wealth managers and family offices.

Index deletions lag the market by more than half in the year leading up to their removal from an index, but they historically outperform the market for at least five years after the breakup.

A young wealth manager has a vision for his new firm, but not every prospect fits into it. Should he be flexible about his client base, or stick to his target demographic?

A 20-plus-year veteran replaces Manish Dave, who left the post in October.

The nominee for head of the Securities and Exchange Commission, Paul Atkins, will pursue a more deregulatory and crypto-friendly approach than Gary Gensler.

A refundable tax credit would carry the same budgetary impact but boost homeownership among lower and middle-income households, a new study says.

Ex-CEO Dan Arnold's deal is estimated to be worth about 15% of what he would have received had he not been fired.