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The wirehouse said it recruited the advisors from Credit Suisse.

The New York Department of Financial Services' letter indicating potential cyber rules are prompting concerns that the state's plans could lead to more stringent measures throughout the industry.

The flurry of repatriation that took place during the third quarter amid China's shock devaluation and the plunge in global equities bodes well for stocks, according to a note from Barclays.

BlackRock is winding down a global macro hedge fund after losses and investor redemptions eroded assets.

"The winds of change have finally come to the Fed after all these years. Rates are going up. In 2015. Bet on it," said Chris Rupkey, chief financial economist with Bank of Tokyo-Mitsubishi.

Incorporating such a plan provides alternate revenue streams for better client growth.

A top Wells Fargo executive said there's a "feeding frenzy" for some of the Swiss lender's top producers, at the same time the wirehouse is courting more than 200 of the elite recruits.

How recent regulatory changes mark a pivotal moment for client/advisor relationships

Sen. Patty Murray, D-Wash., introduced legislation that would enable unmarried, divorced and widowed women to collect bigger Social Security benefits; Plus, protecting your client's portfolio from the downside.

Chris Mahoney, a longtime veteran of the wirehouse, says he loved his time there. But bureaucratic changes forced his nearly $3 billion practice to find a new home.