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A FINRA arbitration panel found that she was wrongly accused of participating in client meetings where an advisor she worked with misrepresented investment products.

RBC's newest recruits oversee about $132 million in client assets.

Officials should ask "whether these new robo advisors can be neatly placed within our existing laws," SEC commissioner says.

"Your best people are everyone else’s best prospects,” said John Burns, CEO, Exencial Wealth Advisors.

A simple portfolio has a fixed allocation of stocks, Treasuries and other bonds and is rebalanced on a periodic basis; Plus, student loan debt is getting in the way of retirement planning.

Opinion: Contributor Allan S. Roth is “more than a bit concerned” that this marriage of a low- and high-fee provider will not be good for investors.

How to best convert a client's 401(k) to a Roth IRA. Plus, ways advisors can boost a client's retirement income, and last-minute techniques for reducing an IRS bill.

Robos have come to the Asia-Pacific region. Its providers are tapping into the region’s growing wealth that surpassed Europe in 2014 and is poised to pass North America next year.

When it comes to collecting Social Security benefits, here are 11 keen insights from experts on how clients can get the most out of this entitlement.

What counts is what investors get to keep, after the taxman cometh.