-
The bank's newest executive comes from Allianz Life Insurance and will oversee more than 300 professionals that support fiduciary needs across Wells Fargo.
August 11 -
Concerns about over-regulation and accusations of industry cynicism led the opening of the Labor Department's hearings on its proposal to impose fiduciary requirements on retirement advisors.
August 11
-
Brokerage industry leaders told Labor officials that the plan's contract requirements will compel them to drop less-affluent clients who want to retire.
August 11 -
The Bronfman-Highline deal is the 74th RIA M&A transaction this year, and is unlikely to be the last for the firm going forward. "We love this business and we have capital," says Matthew Bronfman, chairman.
August 11 -
Stifel CEO Ronald Kruszewski remains upbeat about his latest acquisition of Barclays' wealth management unit despite rising advisor attrition, telling analysts that "it will still be a wonderful deal from a shareholder perspective."
August 11 -
The regional broker-dealer's newest branch manager also worked as a complex director for Merrill Lynch.
August 11 -
The acquisition of Yodlee, considered PFM's pioneering firm, would cement Envestnet's capability to serve an emerging demand for data aggregation and leveraging data insights and behavioral science in wealth management.
August 10
-
Chicago-based Envestnet will pay $660 million in cash and stock for Yodlee, a California firm that sells data-aggregation services to banks and others.
August 10 -
There are benefits and drawbacks to using smaller, standalone ETFs. Here are seven that advisors may not know about.
August 10
-
There are benefits and drawbacks to using smaller, standalone ETFs. Here are seven that advisors may not know about.
August 10
