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Bill Grosss main bond fund at Janus Capital Group Inc. received an estimated $769 million in new money last month, bringing assets above $1 billion. His Janus Global Unconstrained Bond Fund reported assets of $1.21 billion as of Nov. 28. Thats an increase from $442.9 million from the prior month.
December 9 -
'It's mayhem' at firm, an ex-advisor says, following CEO David Zier's suicide.
December 8 -
The wirehouse brought over five advisors from UBS and Citi Personal Wealth Management.
December 8
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The team, known as Madison Street Financial Group, generated $3.5 million in annual revenue.
December 8 -
The rep was expelled for allegedly cashing a $12,000 third-party check that was later found to have been stolen and the payee's endorsement forged.
December 8 -
Facing the threat of competition from Google and Amazon.com, UBS has turned to a company that uses artificial intelligence for help delivering personalized advice to the bank's wealthy clients.
December 8
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HighTower recruited a Merrill Lynch advisor to join a group that broke away from the wirehouse earlier this year.
December 8 -
The resignation comes in the wake of the apparent suicide in October of David Zier, Convergent's chief executive.
December 8
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An advisor team generating $6.7 million in annual revenue has left J.P. Morgan Securities for Raymond James & Associates.
December 8
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An ex-Ameriprise franchise advisor was fined and suspended by FINRA for allegedly copying and pasting client signatures onto documents.
December 8
