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Ares Management LP, the first alternative-asset manager to go public in two years, fell in its trading debut after pricing its initial public offering below the marketed range.

A former wirehouse advisor team with $350 million in assets has left Wells Fargo to join RBC Wealth Management-U.S.

The U.S. government may have the ability to prevent the nation's community banks from going the way of the corner drug store. If legislators and federal agencies want to stop bank consolidation from diminishing the ranks of small lenders, they must relax the government's iron-clad grip over 6,046 community banks that today control less than 10% of the country's banking assets.

Bank of America Corp., the lender plagued by disputes over faulty home loans, said legal bills could exceed reserves by as much as $5 billion.

Fitch Ratings downgraded New Jersey's general obligation rating to A-plus from AA-minus on Thursday.

The advisor appealed FINRA's decision to suspend him for 90 days after the regulator extended the original 10-day suspension. Now, he's appealing his case to the SEC.

In the first quarter of 2014, the wealth management division of Bryn Mawr Trust generated $8.9 in revenue, up 6.7% year-over-year.

'The single most important driver of value by far is growth,' says Dan Seivert, CEO of Echelon Partners.

There are five main areas advisors can tackle now ahead of a potential SEC audit.

Vanguard researchers added up the benefit to clients of having smart financial advice. Here's how the numbers work out.