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Big banks once again widened their lead in deposits, according to the FDIC's yearly survey. Community banks lost ground nationwide, but they held their own in small cities and rural areas. Plus, small banks slowed deposit-gathering because they're already too liquid.
October 4 -
Technology has made clients and prospects hungry for information, but are you doing everything you can to satisfy that hunger when a potential client finds your firm online? Here are three ways to enhance your digital brand.
October 4
Carson Group -
While IT budgets at buy-side firms have not fully recovered from the cutbacks of the Great Recession, front-office demands keep growing in quantity, complexity and required speed of response.
October 4 -
Interest rate and credit risk continue to invade investor portfolios looking for an appropriate hedge against equity investments.
October 3 -
What do buyers of ETFs hate more than high expense ratios and trade commissions? Hidden fees.
October 3 -
loomberg -- Measures affecting Dodd-Frank Act requirements wont move forward in Congress while the government remains shut down, according to two Republican leadership aides.
October 3 -
Mutual fund families have traditionally left the topic of how to allocate certain fund expenses to management and fund officers.
October 3 -
The firm is trying to find if its advisors improperly offered non-purpose loans to clients for purchase of its securities.
October 3 -
Nearly one in 10 investors now hold at least 50% of their portfolios in ETFs, up from 4% last year.
October 3 -
Assets under management and state-registration among RIAs are up this year, with Dodd-Frank Act requirements resulting in a major industry shift.
October 3
