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Survey results showed that more than three-quarters (77%) of high-net-worth investors expect to beat or match the market this year with approximately half (48%) feeling the stock market is appropriately valued and 17% feeling it is undervalued.

In recent months more than a dozen senior officials have left the agency, including its chief of staff, Garry Reeder, and chief operating officer, Victor Prince.

You must spend money to make money, the saying goes. Analysts just wish community banks would spend a lot less.

In TD 9626, the IRS issued final regulations under Section 337(d) of the Tax Code to provide guidance concerning certain transfers of property from a C corporation to a regulated investment company or a real estate investment trust.

Flexible Plan Investments recently partnered (as sub-advisor) with Advisor Preferred to launch The Gold Bullion Strategy Fund (QGLDX), the industry's first gold bullion fund offered to retail investors through a mutual fund product, which began trading at $25 per share on July 8.

Janus announced some high-ranking executive changes recently.

A FINRA arbitration panel has ruled that Citigroup and one of its former branch managers must pay an investor more than $11 million combined in compensation for losses related to an investment in a foreign bank.

Fidelity Investments surveyed customers with at least $250,000 in investable assets and the outcome was positive.

Wells Fargo has created two new directorship roles as it looks to enhance client recruiting and retention efforts.

A FINRA panel has ordered Citigroup and a former branch manager to pay a combined $11 million in remuneration.