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Stronger inflows made their way into municipal bond mutual funds, at $306 million for the week of May 15.

JPMorgan Chase & Co., Goldman Sachs Group Inc. and the world's largest banks won rollbacks in final Dodd-Frank Act rules that promise to transform the private swaps market by increasing competition.

SEC Chair Mary Jo White defended the agency's request for a significant budget increase before a House oversight committee, arguing that the additional funding is necessary to equip the SEC with the resources to handle a litany of regulatory tasks, including increased examinations of investment advisors and enforcement actions.

Nearly 200 financial advisors gathered at the Metropolitan Club in New York City with an aim to level the playing field within the industry.

It is vital that firms and financial advisors be aware of the stakes involved in the SEC's suit against the SIPC writes FSI president and chief executive of the Financial Services Institute, Dale E. Brown.

While April inflows for long-term mutual funds stood at a healthy $37.8 billion, they continued to moderate from levels seen earlier this year, according to Morningstar.

Neuberger Berman has filed with the SEC to offer an Emerging Markets Income Fund.

With low rates in the U.S., investors may be wondering where to turn for more income. It just so happens that more income can be found offshore.

Ultrahigh-net-worth families are asking advisors more questions about family offices. Here are a few guidelines to think about.

Yves Cochez will manage the bank’s portfolio management team and set the overall direction of investment management for high-net-worth clients.