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Senior editor Ann Marsh wrote that more new RIAs were hanging onto commission income rather than choosing a pure fiduciary role. Investment advisor Tom Brakke weighed in on Twitter: I wanna be called an RIA but I sure like that commission income. Whats your opinion? Weigh in with your comments below.
February 1
Financial Planning -
Total money market mutual fund assets dropped by $770 million to $2.695 trillion for the week ended Wednesday, January 30, according to the Investment Company Institute.
February 1 -
Jeff Knight, who previously led Putnam Investments Global Asset Allocation investment unit, which manages specialized multi-asset class portfolios for retail and institutional clients, has left the firm to pursue other opportunities, according to the firm.
February 1 -
It's an advisor's market, as firms with diverse practice models strive to nab top talent.
February 1 -
Advisors may be able to erase mark against them from disputes in which they were not directly named.
February 1 -
You have a minute to explain to a busy prosepective client why your firm deserves the business.
February 1 -
With the possibility FINRA will adopt new rules on compensation disclosure, advisors contemplating a move in the next three years may want to make it now.
February 1 -
An ethical will can ensure the positive impact of your client's life on future generations.
February 1 -
Finding a way to keep clients safe while generating more income in the markets.
February 1 -
Firms are partnering with their advisors to help mid-market business owner clients retire.
February 1
