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After a wild ride toward the fiscal cliff, many financial advisors now say the frenzy was worth it -- even if clients' worst fears failed to materialize.
January 3 -
Prudential has picked up a new line-up of target-date funds for defined contribution plan participants.
January 2 -
There's nothing quite like the feeling of coming out from under a guardian's wing.
January 2 -
Pioneer Investments has named David Glazer portfolio manager of Pioneer Global Equity Fund (GLOSX), effective December 31, 2012.
January 2 -
Leawood, KS-based Cognios Capital is breaking into the mutual fund space via an alternative offering.
January 2 -
Pioneer Investments has launched Class K shares of its mutual funds for defined contribution plans that are precluded from investing in mutual fund shares with Rule 12b-1 fees or sub-transfer agency fees as part of the expense ratio.
January 2 -
It turns out that iShares will not be raising fees on its exchange-traded funds anytime soon.
January 2 -
Bruce Karpati, chief of the Securities and Exchange Commissions enforcement division's asset management unit, has a few choice words for hedge funds looking to get into the mutual fund space.
January 2 -
Financial advisors in the bank channel often talk about leveraging their branchs tellers and lenders to build their client books. But its the rare bank investment program that effectively ends up partnering with other bank units. Kim Burdick, senior vice president and group executive for community banking at Fremont Bank in Fremont, Calif., thinks he knows the reason.
January 2 -
Who is poised to influence the financial advisory industry this year? Check out who made the list, in alphabetical order, and who will set the agenda on everything from the next generation of advisors to the latest set of regulatory rules.
January 2

