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Privately owned banks do not report to the SEC, but they can face challenges if they need capital. This list looks at banks with a physical retail presence and stock that cannot be readily traded on a stock exchange.

Young and up-and-coming planner Winnie Sun is a passionate advocate for the role that social media can play in attracting Generation Y clients. But recently a routine LinkedIn inquiry she made yielded a benefit that surprised even her: a huge client prospect who she thinks she never could have met otherwise

As we see Washington posturing over the fiscal cliff, we are right to wonder where the Statesmen (and women) are. But what to do from an advisor’s perspective?

Atlantic Fund Services has a new business director.

Negative investor sentiment still plague mutual funds and ETFs, which both saw outflows in the week ended Nov. 14.

Fidelity has decided to put the brakes on two funds and fold them into a 3-star rated fund.

The Board of Trustees of Natixis Funds Trust I has decided to liquidate the Absolute Asia Dynamic Equity Fund, according to a Securities and Exchange Commission filing.

Touchstone has much to be thankful for going into the holidays next week with a special three-year anniversary for five of its funds.

The PIMCO Global Multi-Asset fund dropped one notch to a Bronze rating from a Silver rating, while the BlackRock Small Cap Growth Equity fund jumped one notch to a Neutral rating, exiting Negative territory, according to Morningstar.

Financial advisors often handle getting their clients’ affairs in order in case they die, but when it comes to succession planning for their own practices, that is often another matter entirely.