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Benjamin F. Edwards has opened a new Kansas office staffed with four former Wells Fargo advisors.
September 4 -
Lauren Locker was elected national chairwoman less than two weeks after its incoming chairman, Ron Rhoades announced he would not assume the organization's helm because of a compliance violation by his firm.
September 4 -
The Internal Revenue Service's list of the most common errors it sees from taxpayers and paid preparers on tax returns is a sobering reminder that nobody is perfect. Here's what the IRS had to do to fix the most prevalent mistakes.
September 4 -
William "Bill" Scriba, a former T. Rowe Price treasurer and vice president, died on Aug. 28 at his residence in an assisted-living community in Sunnyvale, Calif., of undetermined causes, the Baltimore Sun reports.
September 4 -
Neuberger Berman has appointed William Proctor as its new vice president and wealth advisor in its wealth management division.
September 4 -
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Vincent Leon has joined 3D Asset Management as a National Sales Manager, responsible for overseeing the firms sales and marketing efforts to the wirehouse, RIA, retirement/DCIO and sub-advisory channels.
September 4 -
A group of financial advisory teams in Oregon, led by Brett Davis, Steve Altman, Todd Gescher, and Jason Herber, have combine to form True Private Wealth Advisors.
September 4 -
MNA Group and Anderson & Delutri are the ninth and 10th teams to join HighTower this year, and the 34th and 35th teams to enter into the partnership since its inception. Both teams were previously part of Bank of America Merrill Lynch.
September 4 -
Many Wall Street experts think that the JOBS Act will fundamentally change the hedge fund industry. But will it lead to the consolidation of existing funds and the creation of others?
September 4



