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Romney wants to make it easier for Congress to veto the proposals from regulators, and he vows to put a cap on new regulations. Both plans could have a big impact on financial regulation.

Many people are not gaining the full benefit they could from Social Security. And in many cases, financial advisors don't know enough about how the program works to help their clients. Yet it will continue to be a key part of many clients' retirement income.

This month, the issue that reared its head more than once was a question of whether advisors truly know enough to do their jobs effectively.

Low interest rates, product complexity and (some say) incompetent advisors have converged to drive down annuity sales. Here's what you need to know.

Technology has advanced and financial products are more complex, but the success of a program still depends on getting the right people-just don't expect perfection

A run-down of the stories in this issue, beginning with the cover story, which details how to offer wealth management with a personal touch.

Our legal analyst explores one state's new rules on employment agreements.

A few simple steps will help you meet the money management needs of each customer.

A run down of hirings and promotions, including advisor team Andrew Cappello and Christie Roberts moving to Merrill Lynch from Morgan Stanley.

As the baby boomer generation closes in on retirement, many are preparing to give a substantial portion of their wealth on charitable causes.