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United Technologies Companylast month took the plunge into providing its employees a steady stream of retirement income.

In the company’s third quarter results, Raymond James’ acquisition helped it fight back losses in a volatile market.

Ameriprise Financial encountered difficulties from market and tax concerns but caught some relief from its advisory business.

Seven multimillion-dollar revenue earners are joining Merrill Lynch’s wealth management units in Florida, Michigan and California.

House Democrats on Wednesday introduced legislation that would expand the role of the SEC to conduct oversight examinations of investment advisors, a segment of the financial services sector that lawmakers on both sides of the aisle have agreed is under regulated.

The Dow Jones Industrial Average moved up 58.73 points Wednesday to close at 12,676.05 while the Nasdaq and S&P 500 lost 8.75 points and 0.42 points, respectively.

It was only $99 million, in the week ended July 18, 2012.

Thirty-year industry veteran Chris Willett will help expand business in the South.

Attention fund builders: There’s still time to shine a light on the smartest and most effective mutual fund executives, back office innovators and marketing gurus you know.

Spectrem’s affluent investor confidence index fell to its lowest point in eight months.