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Raymond James & Associates hired former Morgan Stanley Smith Barney advisor Tom Shoup as the new senior vice president of investments in its Atlanta office.
July 17 -
The firm will be rolling out PriceMetrix CommissionCheck to more accurately assess the value of its services.
July 17 -
TD Ameritrade Institutional attracted 120 breakaway brokers to its platform for independent registered investment advisors in the third quarter of last year, a nearly 50% from a year earlier.
July 17 -
Transamerica retirement survey finds that unemployed and underemployed Americans face an uphill battle to recoup the assets theyll need for retirement.
July 17 -
State Street Corp., the third- largest custody bank, agreed to buy the hedge-fund administration unit of Goldman Sachs Group Inc. to boost growth as second-quarter revenue fell amid declining global markets and record low interest rates.
July 17 -
Eugene M. Lerner has spent his six-decade career in the financial services industry trying to stay ahead of the curve. His decision to leave Morgan Stanley for HighTower speaks to where he thinks the industry is heading in the near future.
July 17 -
Actiance announced the first social media enablement platform to work with Salesforces CRM data, allowing advisors to track and analyze sales discussions with clients in their blogs, on Twitter and other popular social media sites.
July 17 -
The Securities and Exchange Commission has named Paul A. Beswick as acting chief accountant in the Office of the Chief Accountant, succeeding James Kroeker, who left the SEC last Friday.
July 17 -
Goldman Sachs Group Inc., the fifth- biggest U.S. bank by assets, reported second-quarter earnings that beat analysts estimates on higher asset-management revenue a gain from the firms own investments.
July 17 -
Northern Trust has appointed Carl R. Tannenbaum as its chief economist, succeeding Paul Kasriel, who retired from Northern Trust earlier this year.
July 17
