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Affluent investors are very much in tune with the state of the nation, and except for some attractive stock valuations, they don’t like what they see. These was the main finding of a survey that Fidelity Investments took of 3,000 affluent investors, polling them in person or via a webinar at an Inside/Out Roundtable at 85 Fidelity Investor Centers nationwide.

So it is coming down to this: a capital buffer or -- hold on to your portfolio P&L -- a floating net asset value.

When it comes to saving for their retirements, more and more Americans admit they’re not saving enough -- or not earning enough -- to ensure they’ll have the cash they’ll need to ride out their golden years in style.

In the wake of the financial meltdown of 2008, an increasingly persistent attack on money market mutual funds is underway. Present and former high government officials, academics, and some editorial writers have joined the fray, each offering their own approach for reengineering the money fund industry.

CPA allegedly violated injunction from practicing before the SEC by auditing broker-dealers.

Alabama issuers should not see their ratings lowered by the Jefferson County bankruptcy action, but investor perception could take its toll on future issues.

Investors may be fleeing from mutual funds that invest in U.S. stocks for the long haul. But that does not mean they’re fleeing U.S. stock funds.

Investors may be fleeing from mutual funds that invest in U.S. stocks for the long haul. But that does not mean they’re fleeing U.S. stock funds.

The SEC has charged a prominent San Diego-based financial advisor with fraud, accusing him and his firm of failing to disclose to clients a conflict of interest in an investment and lying to and misleading clients about a hedge fund he manages.

Gordian Wealth Advisors, a new wealth management firm that opened for business last week in San Francisco, has hired Sanctuary Wealth Services to provide infrastructure and institutional support.