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He says the industry has become much more diverse and supportive, but there’s still a long way to go.
March 9
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The Future Proof Festival has announced eight new featured speakers who buck the status quo.
March 9
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The same trends upending other industries offer opportunities for advisory practices to get ahead of the competition.
March 9
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Louis Barajas and David Russell discussed their views on how wealth managers can work with and hire more Black and Hispanic advisors and clients.
March 9
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The president is set to sign an executive order Wednesday directing federal financial regulators to address risks associated with digital assets and explore the establishment of a digital currency.
March 9
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A law firm’s analysis of what the self regulator is doing to rein in bad brokerages and advisors marshalls data not easily found.
March 8
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The SEC says Marguerite Cassandra Toroian waited to allocate stock purchases to herself, her family or clients once she knew if the purchases were winners or losers.
March 8
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OU’s law school enlisted a former player from one of its fiercest rival schools to help students understand how to avoid the pitfalls of misconduct.
March 7
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The mortgage interest deduction is capped, but the investment interest expense deduction isn’t.
March 7
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Joseph Orazio DeGregorio convinced his victims to invest in promissory notes and companies that never even existed.
March 7
