SAN DIEGO -- Many in the planning industry are not big fans of compliance. Cindi Hill is not one of them. A former advisor, Hill made the choice to sell her RIA and focus on helping other firms as a compliance consultant.
"Compliance is challenging; it has all these things that you don't understand, that have nothing to do with your clients," Hill says. "But if they shut you down, it has everything to do with your clients."
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