John Taft, CEO of RBC Wealth Management-U.S., recently sat down with On Wall Street on the sidelines of SIFMAs Private Client Conference. Taft, a former chairman of SIFMA who currently oversees over 2,000 advisors at RBC, shared his insights on increasing regulatory scrutiny, the growing complexity of the marketplace and the role that leadership plays in wealth management firms.
OWS: The regulatory environment has become more imposing in recent years. Are more changes coming?
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