Wells Fargo didn’t just inherit a 15,000-strong brokerage force when it acquired Wachovia Securities. It also found itself lumped with a string of court cases that Wachovia had brought against its former advisors who had moved to Stifel Nicolaus following Wachovia’s takeover of AG Edwards in early 2008.

One such case in Florence, S.C. has turned ugly.

Register or login for access to this item and much more

All Financial Planning content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access