Independent investment and wealth management firm Carson Wealth Management has hired Kevin Zemann as its director of compliance.
Officials at the Omaha, Neb.-based firm said Zemann will work closely with the Carson Wealth compliance team on the recently launched RIA, CWM, LLC. He will also establish policies and procedures for Carson Wealth Management Group, its brokerage company.
“It’s an exciting time at Carson Wealth right now”, Ron Carson, the firm’s founder and CEO, said in a statement. “As we grow, it’s even more critical that we stay in compliance with federal regulations. Kevin brings experience and thorough knowledge of the industry. He will be an excellent complement to the compliance department.”
Zemann has more than 18 years of industry experience including a stint as director of supervision and compliance for Securities America.
Register or login for access to this item and much more
All Financial Planning content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access