The chairman of the CFP Board and two members of the boards disciplinary and ethics commission resigned amid allegations that they may have violated provisions of the boards standards of professional conduct, the organization announced Friday.
The stunning developments come just weeks after Goldfarb and Keller made joint presentations at the annual FPA national conference in San Antonio and talked about the organizations future plans, and two months after Ron Rhoades, the chairman-elect of NAPFA, stepped aside following a compliance violation at this firm. (Rhoades, who received a letter of noncompliance from Florida regulators, was not fined and won approval to continue working as an investment advisor.)
Register or login for access to this item and much more
All Financial Planning content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access