As the CFP Board expands its enforcement activities, it has created the new position of director of investigations and hired veteran securities regulator Rex Staples to fill the role.

“Rex’s experience as head of  [securities] enforcement for the state of Washington will be invaluable and his general understanding and background in securities law will be a great asset to CFP Board,” said Kevin Keller, the board’s CEO.

Register or login for access to this item and much more

All Financial Planning content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access