Curian Capital, a Denver registered investment adviser that provides fee-based managed accounts, unveiled a series of concierge services Tuesday. Financial professionals who are approved for the concierge program can fax completed client profiles and suitability questionnaires to Curian Capital, and program specialists will input the information into Curian's On Target Suitability Process engine to deliver a customized investment proposal. When accepted by a client or prospect, the proposal becomes the client's investment policy statement. The result is less data entry for financial professionals and faster turnaround of customized investment strategies. Since its 2003 start up, Curian has secured more than 250 selling agreements with independent broker/dealers, providing it access to more than 16,000 financial professionals. And Curian has opened more than 12,000 customer accounts. |
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Terri Kallsen will precede him next year as chair of the Board of Directors; Seay will take over that role in 2027.
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The popular industry recruiting and retention barometer provided another window into the challenges facing LPL Financial with its latest major acquisition.
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The Wall Street powerhouse has built its wealth division in large part through big deals but is not "looking to make acquisitions just for the sake of it, " said CEO Ted Pick.
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But the Bank of America subsidiaries nonetheless reported rises in AUM and net revenue in the second quarter while adding thousands of new client relationships.
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The accusations led to the end of 16 years at the firm.
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In an earnings call Tuesday, CEO Charlie Scharf credited brokers in the firm's branches for working with consumer bankers for a 10% increase in new assets.
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