In a perennial survey that evaluates the quality of fund companies distribution services,
The study, now in its 15 th year, evaluates firms on their ability to support fund marketers, broker/dealers and operations managers. Last summer, those executives were asked to rank the fund companies they work with on a scale of 1-4, Dalbar said.
Executives also favored
Some 4,140 advisers participated in the survey, Dalbar said.
Middle- and lower-income retirees face a growing gap between income and long-term care expenses, forcing advisors to rethink planning strategies.
The National Legal and Policy Center has successfully urged companies like Goldman Sachs and American Express to remove DEI from their board selection process, but now it argues that SEC actions are restricting shareholder rights too much.
Andrea Bethune contends in federal court that Carson Group moved her into a new role to make way for a woman 20 years her junior. Eventually, her position was eliminated.
Wealth management firms are beginning to push AI beyond back-office use and toward growth, panelists at Future Proof Citywide said. Success depends on a thoughtful approach and clean data.
The latest study tracking financial advisor movement from research firm Cerulli Associates suggests that employee brokerages must change with the times.
A well-intentioned tax move can push retirees over a Medicare income threshold, leading to thousands in unexpected annual premiums. Here's how advisors avoid these costs.
