WASHINGTON -- FINRA may have abandoned its campaign to assume examination authority over investment advisors, but the industry regulator says it would be glad to help, should the SEC come asking.
"Our business card says investor protection, market integrity. That's what we try to do, and we try to do it by supporting the SEC," Bob Colby, FINRA's chief legal officer, said during a question-and-answer session at the group's annual conference on Friday.
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