FINRA permanently barred a former broker with JP Morgan Securities from the industry for allegedly misappropriating funds from several JP Morgan brokerage and Chase Bank customers, according to a settlement letter FINRA made public last week.
Nancy Sue Hogan, who worked in the firm's Jeffersonville, Ind., office, voluntarily resigned from JP Morgan Securities in March, the regulator said.
Register or login for access to this item and much more
All Financial Planning content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access