GETTING SOCIAL, Part I: The Rules

If you’re getting serious, here’s the regulatory landscape for social media, as of March 2012.

This compilation of 11 factors to consider was prepared by Rajib Chanda, a partner at Ropes & Gray, for the Investment Company Institute Mutual Funds Conference.

He compares the guidance of the Securities and Exchange Commission for registered investment advisers and the Financial Industry Regulatory Authority for brokers. Then comments on what it means in practice.

 

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