HEDGE FUND ADVISORS NOW MUST FILE WITH FINRA
The SEC designated FINRA as the agency to develop and maintain the registration system for hedge fund advisors. Form PF, as it is known, helps the SEC understand a lot more about leverage, credit providers, investor concentration and fund performance. The regulator will share the information with the federal Financial Stability Oversight Council, which was created by the Dodd-Frank Act and now monitors systemic risk.
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