With a number of new Securities and Exchange Commission regulations either recently implemented or looming on the horizon, an enormous administrative burden has been placed on the mutual fund industry.

As a result, a number of the industry's leading service providers have rolled out new business units specifically designed to help funds and their trading partners meet those new requirements. One such player is JPMorgan Worldwide Security Services of New York. Its JPMorgan Compliance Solutions unit supports the needs of chief compliance officers and registered investment advisors in delivering coordinated services, and provides the infrastructure and documentation needed to assist clients in documenting that fund policies and procedures are designed to prevent violation of federal securities laws.

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