The Securities and Exchange Commission has promoted Kay Lackey to associate regional director for enforcement in the Commission’s New York regional office. Previously, she was an assistant regional director for enforcement in the office. She replaces Helene Glotzer, who has left the SEC to work in the private sector.

“Kay is an exceptionally talented and dedicated advocate for the investing public,” said Linda Chatman Thomsen, director of the SEC’s division of enforcement.

Subscribe Now

Access to premium content including in-depth coverage of mutual funds, hedge funds, 401(K)s, 529 plans, and more.

3-Week Free Trial

Insight and analysis into the management, marketing, operations and technology of the asset management industry.