Putnam Investments of Boston has introduced a new fund for retail mutual fund investors called the Putnam Small-Cap Value Fund. The fund invests in small, undervalued companies that have the potential for stock appreciation of 10 percent to 15 percent a year. The fund is being jointly managed by Edward Shadek, chief investment officer for small-cap value equities, and Jeffrey Netols, senior vice president.
Following similar glitches at Lloyds and the London Metal Exchange, a tech outage at UBS has renewed scrutiny on modern banking platforms.
Not all tech integrations are created equally. Industry experts discussed what advisors should focus on when evaluating potential additions to their tech stacks.
The Biden Administration rule for a fiduciary standard on one-time retirement-related advice died in two separate court decisions.
Considered a report card on client satisfaction across both advised and DIY customers, the latest JD Power survey points to the growing power of technology to capture new business.
A new annual compensation report by consulting firm Succession Resource Group explains how pay plans can boost — or detract from — the value of an RIA.
The Securities and Exchange Commission and the Commodity Futures Trading Commission issued an interpretation of how federal securities laws apply to crypto.
