RBC Wealth Management has continued its success in luring big producing UBS advisors, recruiting Thomas Brockley to join its Albany, N.Y. branch. 

Brockley spent 11 years at UBS [UBS], also in Albany, and prior to that spent 12 years at Prudential Securities. He previously oversaw more than $160 million in client assets and generated $1.3 million in fees and commissions.

He’s joined at RBC by financial consultant Andrew Murphy and client service associates Kimberly Bullis-Rauh and Lisa Lewis Santos.

Last year was a bumper recruiting year for RBC. The firm brought over 308 new advisors, with an average production of $500,000, and a combined $168 million in revenue.


Register or login for access to this item and much more

All Financial Planning content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access