Schwab's Advisor Services division has developed a suite of new resources to help financial advisors navigate the legal and regulatory issues that arise when making the transition to an independent Registered Investment Advisor (RIA) practice.
The tools include a new online hub geared specifically for advisors currently at independent broker-dealers (IBD) who are mulling the transition to either a fully independent practice or a hybrid model that would enable them to maintain a conventional brokerage business along with a fee-based advisory service.
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