U.S. Bancorp advises the fund and said that a review of the trading in the fund revealed no legal violations by the firms employees, Reuters reports. The evaluation was conducted by an outside law firm hired by U.S. Bancorp.
The filing did not provide details as to the trading activity in question and the firm did not return phone calls seeking comment.
Additionally, both the SEC and
Here's how commenters such as the AARP, SIFMA, FSI, the Consumer Federation, NAPFA, the CFP Board and others view the Department of Labor's retirement advice regulation.
In the first three months of 2024, both profits and client assets reached new heights at RayJay's Private Client Group.
Last year, almost $1 trillion flooded into money market funds. Here are the 20 that have grown the biggest.
Amid a busy April for big hires, compliance tech provider COMPLY and wealthtech platform TIFIN have brought on industry vets Michael Stanton and Jeannette Kuda, respectively, aiming for strategic growth.
Turns out clients are as mistaken about tax preparers as they are about taxes.
