Advisors: The SEC wants more information from you.

In a long-anticipated move, the commission is proposing to increase Form ADV reporting requirements for all of its investment advisors. It wants to know more about the composition of clients' portfolios and risk profiles (in aggregate) and advisors' use of social media.

Register or login for access to this item and much more

All Financial Planning content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access