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The new space contains 140,000 square feet, which the SEC expects to occupy by early October.
The regulatory agency reported earlier this month that the destruction could hinder its ability to pursue violations because the building contained computer files and documents relevant to its investigations. Some documents are stored in Washington, D.C. and were not destroyed. SEC Chairman Harvey Pitt has vowed to resume all investigations despite the loss.
In the first three months of 2024, both profits and client assets reached new heights at RayJay's Private Client Group.
Last year, almost $1 trillion flooded into money market funds. Here are the 20 that have grown the biggest.
Amid a busy April for big hires, compliance tech provider COMPLY and wealthtech platform TIFIN have brought on industry vets Michael Stanton and Jeannette Kuda, respectively, aiming for strategic growth.
Turns out clients are as mistaken about tax preparers as they are about taxes.
After a mixed quarter for the firm's wealth unit, CEO Ron Kruszewski predicted that the Fed may cut rates zero or just once or even hike them in 2024.
