RIAs who try to file a routine, but required, amendment to their SEC Form ADV will quickly discover it’s no simple task anymore.

On Oct. 1 the SEC stopped accepting any amendments in most instances until firms complete the much more onerous job of filling out its new Form ADV, which includes up to hundreds of new disclosures depending on the size of the firm, says GJ King, president of compliance and software consulting firm RIA in a Box.

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