Spitzer is asking the fund companies to change the way they do business, an anonymous source told Bloomberg.
Look for full coverage of the terms the New York A.G. is calling for industrywide during this weeks Congressional testimony in this coming Monday edition of Money Management Executive including bidding out contracts to negotiate lower investment management fees and a "favored-nations" clause in contracts.
Here's how commenters such as the AARP, SIFMA, FSI, the Consumer Federation, NAPFA, the CFP Board and others view the Department of Labor's retirement advice regulation.
In the first three months of 2024, both profits and client assets reached new heights at RayJay's Private Client Group.
Last year, almost $1 trillion flooded into money market funds. Here are the 20 that have grown the biggest.
Amid a busy April for big hires, compliance tech provider COMPLY and wealthtech platform TIFIN have brought on industry vets Michael Stanton and Jeannette Kuda, respectively, aiming for strategic growth.
Turns out clients are as mistaken about tax preparers as they are about taxes.
