On Tuesday, Barry Glassman of Glassman Wealth was invited by Bernie Clark, the head of Schwab Advisor Services to meet with several members of Congress during an event hosted by the Investment Adviser Association.
His mission was to learn more about the sentiments on Capitol Hill of imposing a Uniform Standard of Care and Rule Harmonization for broker/dealers and RIAs, and convey to them what this would mean for the RIA industry and small businesses like his.
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