There are challenges aplenty in the world of the breakaway broker.

From the obvious considerations of the market over the last decade, to the constant bombardment of the 24 hours news cycle keeping your clients “informed” of all the potential and peril that exists in the financial arena. With ongoing regulatory changes that create a virtual minefield of violations, and let us not forget the “do it yourself marketing” that is pummeling the investor to think that they don’t need professional guidance.

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